Compliance Officer, London, Investment Business
London, South West
31-07-2020 03:02 PM
Job title: Compliance Officer
Location: London and home
talentorder is looking to hire a compliance specialist for a niche investment firm based in West London.
Candidates applying for the role should be highly skilled in Investment Compliance leadership, organised and must perform multiple tasks for the CRO/COO/CEO/CIO.
Any type of Investment Compliance experience for a small performing business is highly desirable.
Ideally, the candidate should be able to both deliver consulting projects and work with new clients in generating business opportunities.
The Candidate should drive growth to the company by being an essential part of the consulting team.
- Compliance management
- Compliance reporting
- Day to day compliance management
- Support engagement to regulators
- Update internal databases with account information.
- Coordinate meetings and presentations.
- Collaborate with internal teams.
- Proven work experience as a compliance specialist
- FCA experience
- Operated within an investment business